Stacey L. Sternberg, IACCP®

Chief Compliance Officer

Stacey joined Parsons Capital Management in 2007 as a Relationship Manager. She began her career in 1994 at The Providence Group, later joining Baldwin Brothers, advisory firms both located in Providence. In 2018, Stacey was named Chief Compliance Officer at Parsons Capital Management, receiving her Investment Adviser Certified Compliance Professional IACCP® designation in January 2020. As compliance officer, Stacey designs and implements policies and procedures ensuring the firm complies with all applicable laws and regulations. She graduated from Roger Williams University with a degree in Business Management/Finance.